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DISCLOSURE
ON SEC ORDER HANDLING
SEC regulations require that all broker-dealer firms
disclose to clients information on the firm's order handling practices
and procedures. As a result, American Eastern Securities needs to
identify the market
centers to which the firm routes client orders and disclose any
material relationship that the firm may have with such centers,
including the receipt of any payment received for sending client
orders to a center. American Eastern Securities has obtained the
services from The Transaction Auditing Group, Inc to compile and
disclose the required information.
Click here
for details.
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