Disclosure on SEC Order Handling

SEC regulations require that all broker-dealer firms disclose to clients information on the firm's order handling practices and procedures. As a result, American Eastern Securities need to identify the market centers to which the Firm routes client orders and disclose any material relationship that the Firm may have with such centers, including the receipt of any payment received for sending client orders to a center. American Eastern Securities has obtained the services from The Transaction Auditing Group, Inc to compile and disclose the required information. Click here for details.



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